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offer a comprehensive range of services as follows:
Compliance
Outsourcing
We have several retainer packages available to fit your company's
individual size and needs.
On-Site
Training
We provide in-house training sessions for your registered persons
to fulfill the continuous professional training requirement.
Compliance
Policies and Procedures
We provide bespoke manuals that are SFC compliant.
Licensing
We provide assistance, guidance and advice on the whole licensing
process.
Compliance
Reviews
This service is designed to provide an evaluation of the effectiveness
of the compliance system currently in place within your company.
Compliance
Solutions
Innovative and practical business solutions enable your company
to meet today's demanding regulatory regime.
Compliance News
We provide clients with news on regulatory issues and information
on the best practice amongst the financial services industry on
compliance, including top quality analysis from the industry experts.
Litigation
Support
We provide litigation support to licensed corporations and listed
companies in relation to regulatory enforcement investigation.
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