MISS IRIS CHAN, MANAGING DIRECTOR
BSC ACCOUNTING, AICPA, CPA
Iris Chan is the founder of Compliance Consulting Limited. Miss Chan is a renowned compliance expert with over 8 years’ compliance experience in reputable financial institutions. She first started her career in the audit division of one of the Big Four Accounting Firms.

Miss Chan’s responsibilities include providing clients with consultation advice and cost-effective business solutions regarding regulatory issues, compliance function outsourcing, facilitating and effecting the registration of companies and their representatives in compliance with the current statutory regime. She works closely with clients to review, design and structure their compliance systems and procedures so as to achieve compliance with the regulatory requirements. Miss Chan is also available to assist clients with on-site continuing education courses and pre-licensing examination preparatory courses.

MR. H.M. TSANG, CONSULTANT
BSC, LLB
Mr. Tsang has been in private legal practice for more than 9 years. He has extensive experience in contentious compliance matters involving financial intermediary and licensed individuals. He specializes in provision of advice and strategies in relation to regulatory enforcement investigation conducted by the Securities and Futures Commission and the Stock Exchange of Hong Kong Limited.

MR. TERENCE WAN, CONSULTANT
BA(HON), MA, M.BUS.,
CPA, AHKSA, CPA (AUST)
MCIM, MHKSI, CNA
Mr. Wan has over 13 years of experience in the finance field. He has extensive teaching experience in respective tertiary institutions in Hong Kong . He is responsible for planning and conducting training programs to clients. Mr. Wan consults with clients in the preparation of analysis of each company's professional development needs and to tailor a training program which will not only meet the regulatory continuous training requirement but the specialized needs of each company.

MR. ALVIN SO, CONSULTANT
LLB, MM, EMBA
Mr. So is a practising solicitor in Hong Kong and has over 13 years of experience in corporate finance and related areas. Mr. So has the experience of setting up two corporate finance practices and an asset management practice. From 1996 to 2000, Mr. So was registered as Investment Adviser in Hong Kong and advised clients on Listing Rules and the Codes on Takeovers and Mergers. From 1998 to 2000, he was registered as Dealer in Hong Kong and advised clients on dealing in securities.

Mr. So will provide compliance advice to listed companies on Listing Rules and the Codes on Takeovers and Mergers and Share Repurchases, the share dealings of directors and substantial shareholders, and all other compliance matters in relation to the SFO and Listing Rules.